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Chapter 5 of 8

Reinsurance and Risk Transfer

Reinsurance is insurance purchased by an insurance company from another insurer to transfer part of its risk, stabilize underwriting results, and protect against large or catastrophic losses. It is the principal mechanism by which primary insurers expand the effective size of their risk pools across multiple balance sheets. Reinsurance can be arranged as a treaty, an automatic agreement covering a defined portfolio or class of risks with the reinsurer bound on all eligible business, or as facultative reinsurance, in which individual risks are offered on a case-by-case basis and the reinsurer may accept or decline each.

The two broad structures of reinsurance are proportional and non-proportional. In proportional arrangements, premiums and losses are shared in the same proportion. Quota share reinsurance transfers a fixed percentage of every risk in a defined class to the reinsurer. Surplus share reinsurance has the reinsurer take a portion of each risk above the ceding company's retained line, up to a stated surplus limit, so coverage varies by risk size. In non-proportional arrangements, the reinsurer only covers losses exceeding a specified threshold. Excess of loss reinsurance covers losses on a single risk above a retention amount, protecting the cedant from large individual losses. Stop-loss reinsurance protects the primary insurer against unexpectedly high frequency or severity of losses over a period, triggered when aggregate losses exceed a predetermined threshold.

Several technical features describe how layers of coverage are constructed. The attachment point is the loss amount at which reinsurance begins to respond. A layer is the horizontal band between an attachment point and a ceiling, with multiple layers stacking into a tower. A reinstatement provision restores the limit of an excess-of-loss contract after a covered loss, allowing the same layer to respond to subsequent events. A bordereau is the periodic report submitted by the cedent to the reinsurer summarizing premiums written, losses paid, and outstanding reserves. Retrocession is reinsurance purchased by a reinsurer to cede part of its assumed risk to other reinsurers, essentially reinsurance of reinsurance. Reinsurance pools allow multiple insurers to share unusual or catastrophic exposures. A loss portfolio transfer cedes a block of past liabilities from one insurer to another for a premium. Adverse development cover protects against upward revisions to loss estimates on prior accident years. Fronting arrangements let a licensed insurer issue a policy on behalf of a non-admitted or captive insurer, then cede 100% of the risk via reinsurance. Alternative risk transfer techniques, including captive insurers, risk retention groups, purchasing groups, and finite risk programs, extend similar risk-sharing concepts outside the conventional market.

All chapters
  1. 1Foundations of Insurance and Risk
  2. 2Risk Behavior and Management Strategies
  3. 3Insurance Contracts and Legal Principles
  4. 4Underwriting and Premium Pricing
  5. 5Reinsurance and Risk Transfer
  6. 6Claims Handling and Settlement
  7. 7Regulation, Solvency, and Industry Dynamics
  8. 8Markets, Distribution, and Product Lines

Drill it

Reading is not remembering. These come from the Insurance Fundamentals deck:

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What is insurance fundamentally?

Insurance is a mechanism for transferring financial risk from an individual or entity to a larger group, where members share the losses of the few through poole...

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What is risk pooling?

Risk pooling is the practice of combining risks from many policyholders so that the predictable cost of losses can be distributed across the entire group, lever...

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Why is the size of a risk pool important?

Larger risk pools reduce variance in losses per policyholder, allowing more accurate predictions and lower relative risk charges. Smaller pools face greater vol...

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What is moral hazard in insurance?

Moral hazard is the tendency of insured parties to take on greater risks or behave less carefully once protected by insurance, because they do not bear the full...